LPL AT A GLANCE

Effective wealth management is enhanced by the right partner. In the same way you benefit from our knowledge and guidance, we benefit from the insights and oversight of LPL, one of the nation’s leading financial services companies and a publicly traded company under ticker symbol LPLA.

The firm’s mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL doesn’t offer proprietary investment products or engage in investment banking activities; this means we are not influenced by LPL to sell its products. With thousands of financial professionals nationwide, we are able to rely on LPL’s tools and resources to provide financial guidance and recommendations to help address your needs.

By affiliating with LPL, we have chosen a firm that strengthens and elevates the services we can provide you, while guiding you toward your financial goals.  

As the nation’s largest independent broker/dealer¹, a RIA custodian, and leading provider of third-party² brokerage services to banks and credit unions, we are backed with an enormous catalog of services and resources, such as:

• Objective market research
• Compliance oversight
• Innovative technology
• Ongoing practice consulting and training

¹ Based on total revenues, Financial Planning magazine 1996–2020
² 2018/2019 Kehrer Bielan TPM Survey. Based on financial institution market share.